About Us
Leading provider of risk management and regulatory compliance support for broker-dealers, registered investment advisers and private equity firms.
OUR HISTORY
Asgard Regulatory Group (formerly SSG Advisors) was founded by Jonathan Hurd in 2008 during one of the most challenging economic climates our country had faced. Due to the disarray within the financial markets and economy, Jonathan was inspired by a lack of reliable, affordable, and knowledgeable regulatory support providers to create a regulatory compliance services organization that would provide customized services for small to medium sized businesses.
In 2008, Asgard began with one professional staff member and one broker-dealer client. Over the last decade, we have expanded into two full-service verticals: broker dealer compliance consultants and SEC registered investment adviser consultants. With professional staff members, we provide services to over fifty broker-dealer and investment advisory clients.
Asgard’s professional team brings a unique tailored approach to assist our clients in today’s challenging regulatory and financial environment by enabling and empowering our clients to promote a “culture of compliance.” Our team shares a philosophy and commitment to providing technological solutions and educational training to our broker-dealer and investment advisory clients to create personalized compliance partnership support services which assists each client in the growth of their business.
Our Philosophy
Asgard Regulatory Group, LLC is a leading provider of risk management and regulatory compliance support services for broker dealers , registered investment advisers and private equity firms. Asgard approaches each relationship by developing a customized regulatory compliance program that is designed to address all your Firm's specific regulatory needs. We believe face-to-face interaction with our clients creates the most advantageous working environment.
FEATURED Team
Click on a team member below below to learn more.
JONATHAN HURD, CAMS
CEO
EDEN TURNER, CAMS
Managing Director
OLIVIA SCUTERI, CAMS
Associate Director
ALONA KORNBERG, CAMS
Associate Director
SHANNON BRADY
Compliance Associate
RICHARD SWEENEY, CAMS
Senior Advisor
TAYLOR TURNER
Head of Human Resources & Operations
ADRIANA PILTZ
Senior Advisor
Our Strategic Partners
ISLAND GROUP PLANS
Asgard has formed a strategic partnership with Island Group Plans, which offers a plethora of employee benefit solutions including employee benefit hr/compliance, dental, vision and life insurance and disability.
Quest CE
We offer a vast selection of Firm Element courses through the online learning platform. Additionally, our integrated compliance solutions have the capability to automate Annual Compliance Meetings & Annual Compliance Questionnaires.
Global Relay
Global Relay is a technology services company providing software-as-a-service electronic message archiving, instant messaging, compliance and supervision solutions with a focus on highly regulated industries.