our clients

  • BROKER-DEALERS

  • NON-US BROKER-DEALERS

  • REGISTERED INVESTMENT ADVISORS

  • EXEMPT REPORTING ADVISORS

  • BANKS

  • DIGITAL ASSET FIRMS

  • ALTERNATIVE TRADING SYSTEM

  • CROWDFUNDING

  • FINTECH FIRMS

  • PRIVATE EQUITY FUNDS

ARG works with a wide range of clients to assist with compliance matters and special projects. These clients include but are not limited to: